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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2008-09-09 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Westminster, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Dain Rauscher | Denver | CO | 08/2005 | Present |
(1) NAME OF ENTITY: Eldridge Publishing. ADDRESS OF BUSINESS: PO Box 14367 Tallahassee FL 32317. BUSINESS DESCRIPTION: Publishing House for Theatrical Productions. PROJECTED START DATE - 07/01/2014. PROJECTED END DATE - No anticipated end date. BUSINESS IS NOT INVESTMENT RELATED. CAPACITY - Independent Contractor/ Consultant. DUTIES PERFORMED - Eldridge is publishing music I have written; I will receive royalties when the score is purchased (10% of the cost of the score). 0 hours devoted to this OBA per month. 0 hours devoted during security trading hours per month. (2) NAME OF ENTITY: Stampede Theatre Troupe. ADDRESS OF BUSINESS: PO Box 1956 Greeley CO 80632. BUSINESS DESCRIPTION: Community Theatre. PROJECTED START DATE - 11/01/2013. PROJECTED END DATE -No anticipated end date. Business is not investment related. CAPICITY - Independent Contractor/ Consultant. DUTIES PERFORMED - Composer. 0 hours devoted to this OBA per month. 0 hours devoted during security trading hours per month. (3) NAME OF ENTITY: Knights of Columbus. ADDRESS OF BUSINESS: 2911 W 104th Ave. Northglenn, CO 80234. BUSINESS DESCRIPTIONS: Catholic Fraternal Organization. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 06/14/16. PROJECTED END DATE: - 06/13/17. CAPACITY: Committee/Council Member (not associated with the Board of Directors). DUTIES PERFORMED: Serve as warden for a local Council - voting on charitable activities/donations & can propose same - volunteer at fundraising events. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. (4) NAME OF ENTITY: Immaculate Heart of Mary Roman Catholic Church ADDRESS: 11385 Grant Dr Northglenn CO 80233 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Church CAPACITY: Employee START DATE: 01/24/2024 DUTIES: Choir Director. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-22 |
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