Best Investors Account Sign in
Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

101 State Farm Place Suite 103, Malta, NY 12020 • United States

Corinth, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 05/2013 06/2020
Equitable Advisors, Llc New York NY 05/2013 Present
Other Businesses

1. Stewarts MYO Scholarship Selection Committee, Stewarts Shops 2907 Rt 9 Ballston Spa, NY 12020, Position Selection Committee, start Date 5/1/1999, 4hrs a month, 2. Volunteer member Board of Directors, Northern Rivers 60 Academy Road Albany, NY 12208, Start Date 3/1/2021, 3 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2013-08-22
Other Names
  • Brian Cumming

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Malta, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor