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Xiang Ci Helen Mei

J.P. Morgan Securities LLC

Sugar Land, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-18
  • TX RA
    APPROVED
    Since 2018-04-18

Branch Locations

2410 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Houston TX 07/2015 04/2018
Cetera Investment Services Llc Houston TX 08/2015 04/2018
Cetera Investment Advisers Llc Houston TX 11/2015 04/2018
Jp Morgan Chase Bank, N.A. Houston TX 04/2018 Present
Jp Morgan Securities, Llc Houston TX 04/2018 Present
  • 07/2015 → 04/2018
    East West Bank
    Houston, TX
  • 08/2015 → 04/2018
    Cetera Investment Services Llc
    Houston, TX
  • 11/2015 → 04/2018
    Cetera Investment Advisers Llc
    Houston, TX
  • 04/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Houston, TX
  • 04/2018 → Present
    Jp Morgan Securities, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-03
S63 Uniform Securities Agent State Law Examination 2013-06-06
  • S65 Uniform Investment Adviser Law Examination
    2015-11-03
  • S63 Uniform Securities Agent State Law Examination
    2013-06-06
Other Names
  • Xing Ci Mei
  • Helen Mei
  • Helen Chao
  • Xiang Ci-Helen Mei
  • Xiang Ci Helen Mei
  • Xiang Ci Helen Mei

View on SEC IAPD

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