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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | Los Angeles | CA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | 12/2022 |
| Massmutual Life Insurance Co | Los Angeles | CA | 07/2016 | 12/2022 |
| J.P. Morgan Securities Llc | Irvine | CA | 12/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-20 |
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