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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-04
  • CA RA
    APPROVED
    Since 2023-01-04

Branch Locations

13128 Jamboree Rd, Irvine, CA 92602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Los Angeles CA 01/2015 03/2017
Mml Investors Services, Llc Los Angeles CA 03/2017 12/2022
Massmutual Life Insurance Co Los Angeles CA 07/2016 12/2022
J.P. Morgan Securities Llc Irvine CA 12/2022 Present
Jpmorgan Chase Bank, N.A. Irvine CA 12/2022 Present
  • 01/2015 → 03/2017
    Msi Financial Services, Inc.
    Los Angeles, CA
  • 03/2017 → 12/2022
    Los Angeles, CA
  • 07/2016 → 12/2022
    Massmutual Life Insurance Co
    Los Angeles, CA
  • 12/2022 → Present
    Irvine, CA
  • 12/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-11
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20

View on SEC IAPD

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