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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| CO | RA | APPROVED | 2021-11-02 |
Branch Locations
5555 Erindale Dr Ste 100, Colorado Springs, CO 80918 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plan A And B | Colorado Springs | CO | 08/2012 | Present |
| Woodbury Financial Services, Inc. | Colorado Springs | CO | 02/2013 | 11/2021 |
| The O.N. Equity Sales Company | Cincinnati | OH | 02/2016 | 11/2021 |
| Ohio National Financial Services | Cincinnati | OH | 02/2016 | 11/2021 |
| Lpl Financial Llc | Colorado Springs | CO | 11/2021 | Present |
1) 11/02/2021 - DBA for LPL Business (entity for LPL business) - Heritage Capital Concepts LLC - Inv.Related - At Reported Business Location(s) - Start Date 12/2016 2) 11/02/2021 - Non-Variable Insurance - Steven Paradis - Inv. Related - At Reported Business Location(s) - Start Date 12/2016 - 40 hours per month 3) 11/02/2021 - PLAN A AND B, INC- Business Entity For Tax/Investment Purposes Only- inv. related- Colorado Spring, CO - Start Date 7/2012 4) 02/03/2026 - JParadis Creations - Artist/ Musician - Owner - Not Investment Related - Colorado Springs, CO - Start Date 08/22/2022 - 60 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
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