Kirk Allen Sheby

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-09
CA	RA	APPROVED	2017-11-29

TX RA
APPROVED_RES

Since 2018-05-09
CA RA
APPROVED

Since 2017-11-29

Branch Locations

5000 E Spring St Ste 340, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Torrance	CA	11/2009	11/2017
Lpl Financial Llc	Long Beach	CA	11/2017	Present

11/2009 → 11/2017

National Planning Corporation

Torrance, CA
11/2017 → Present

Lpl Financial Llc

Long Beach, CA

Previous Registrations

2015-11-23 → 2017-11-29

National Planning Corporation

Long Beach, CA

Torrance, CA

Other Businesses

1. 11/29/2017 - SHEBY FINANCIAL GROUP - Investment Related - 370 AMAPOLA AVE SUITE 100 TORRANCE CA 90501 - Tax Prep/Accounting/CPA - TAX PREPARER - Start Date 01/01/07 - 10 Hours Per Month/10 During Securities Trading - TAX PREPARER not CPA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-09

S66 Uniform Combined State Law Examination

2015-11-09

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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