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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-03-01 |
| TX | RA | APPROVED | 2019-03-01 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 08/2012 | 02/2019 |
| Bank Of America, N.A. | Scottsdale | AZ | 09/2012 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 02/2019 | Present |
RENTAL PROPERTY; INV RELATED; PHOENIX, AZ; 100% OWNERSHIP; START DATE 03/01/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-03 |
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