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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-06-15 |
| VA | RA | APPROVED | 2026-06-15 |
| SC | RA | APPROVED | 2026-04-28 |
| FL | RA | APPROVED | 2026-04-10 |
| GA | RA | APPROVED | 2026-04-10 |
| SD | RA | APPROVED | 2026-04-10 |
| AZ | RA | APPROVED | 2026-04-09 |
| MD | RA | APPROVED | 2026-03-30 |
| IL | RA | APPROVED | 2026-01-09 |
| AR | RA | APPROVED | 2026-01-05 |
| WA | RA | APPROVED | 2025-12-05 |
| UT | RA | APPROVED | 2025-09-09 |
| NC | RA | APPROVED | 2025-08-15 |
| CT | RA | APPROVED | 2025-05-20 |
| TX | RA | APPROVED_RES | 2025-04-12 |
| MN | RA | APPROVED | 2024-06-10 |
| AK | RA | APPROVED | 2020-09-24 |
| CA | RA | APPROVED | 2020-09-24 |
| IN | RA | APPROVED | 2020-09-24 |
| MT | RA | APPROVED | 2020-09-24 |
| CO | RA | APPROVED | 2020-05-06 |
Branch Locations
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
Arvada, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Arvada | CO | 05/2013 | 11/2019 |
| New York Life Insurance Company | Arvada | CO | 02/2013 | 11/2019 |
| Eagle Strategies Llc | Arvada | CO | 09/2017 | 11/2019 |
| Guardian Life Insurance Company | Greenwood Village | CO | 11/2019 | Present |
| Park Avenue Securities | Greenwood Village | CO | 11/2019 | Present |
| Guardian Life Insurance Company | Arvada | CO | 06/2024 | Present |
| Park Avenue Securities | Arvada | CO | 06/2024 | Present |
1) Trustee for Parents Trust, Start date: 11/18/2018, Address: n/a, 2-5 total hours per month; 2-5 during securities trading hours, Investment related, No annual compensation, 2) 7840 W 80th Circle LLC-Rental Property, Start date: 02/28/2018, Address: 7840 W 80th Circle Arvada, CO 80005, 5 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Rental Property, Start date: 08/08/2018, Address: 3602 Morris Ave Pueblo CO 81008, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 4) 4060 Newman St LLC- rental property, Start date: 04/01/2017, Address: 4060 Newman St Wheat Ridge CO 80033, 0 total hours per month, Investment related, No annual compensation, 5) C&C Real Estate Ventures LLC-Partnership LLC for other LLC's, Start date: 02/01/2019, Address: 12889 W 73rd Place Arvada CO 80005, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-04 |
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