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Rolando Aguirre Sapantay

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pleasant Hill, CA

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-12
CA RA APPROVED 2017-10-30
  • TX RA
    APPROVED
    Since 2018-04-12
  • CA RA
    APPROVED
    Since 2017-10-30

Branch Locations

2178 Contra Costa Blvd, Pleasant Hill, CA 94523 • United States

2153 Oak Grove Dr, Walnut Creek, CA 94598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 03/2016 Present
Bank Of America, N.A. Walnut Creek CA 03/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-24
S63 Uniform Securities Agent State Law Examination 2013-04-30
  • S66 Uniform Combined State Law Examination
    2017-10-24
  • S63 Uniform Securities Agent State Law Examination
    2013-04-30
Other Names
  • Rolando Aguirre Sapantay
  • Rolando Sapantay

View on SEC IAPD

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LPL ENTERPRISE, LLC · PLEASANT HILL, CA
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