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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-12
  • TX RA
    APPROVED
    Since 2024-07-12

Branch Locations

2103 Judson Rd, Longview, TX 75605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Longview TX 10/2019 10/2021
J.P. Morgan Chase Bank, N.A. Longview TX 03/2012 03/2017
Ak Companies, Llc Kilgore TX 08/2016 10/2017
J.P. Morgan Chase Bank, N.A. Longview TX 03/2017 10/2019
Wells Fargo Clearing Services, Llc Longview TX 07/2024 Present
Jp. Morgan Securities Llc Longview TX 10/2021 07/2024
Previous Registrations
Other Businesses

SPRING HILL EDUCATION FOUNDATION; INV RELATED; LONGVIEW, TX; SCHOOL;TREASURER; START DATE: 12/09/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2020-01-31
  • S66 Uniform Combined State Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2020-01-31
Other Names
  • Kevin Rossow

View on SEC IAPD

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