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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-05 |
| NJ | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Ramsey | NJ | 07/2009 | 03/2022 |
| Hsbc Securities (Usa) Inc. | Ramsey | NJ | 07/2009 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Iselin | NJ | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-10 |
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