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David William Epstein

Pnc Wealth Management LLC

Toledo, OH

Houston, TX

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
  • TX RA
    APPROVED
    Since 2026-01-20

Branch Locations

405 Madison Avenue, Toledo, OH 43604 • United States

2200 Post Oak Blvd, 17Th Floor, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 03/2011 06/2021
Bbva Securities Inc. Houston TX 05/2013 06/2021
Bbva Wealth Solutions Inc. Houston TX 01/2015 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 03/2011 06/2021
Pnc Bank Pittsnurgh PA 06/2021 Present
Pnc Investments Llc Pittsburgh PA 05/2025 Present
  • 03/2011 → 06/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 06/2021
    Bbva Securities Inc.
    Houston, TX
  • 01/2015 → 06/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 03/2011 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 06/2021 → Present
    Pnc Bank
    Pittsnurgh, PA
  • 05/2025 → Present
    Pnc Investments Llc
    Pittsburgh, PA
Previous Registrations
  • 2015-02-02 → 2021-06-02
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
  • 2009-05-11 → 2011-03-09
    Chase Investment Services Corp.
    Houston, TX
    Sugarland, TX
    Sugarland, TX
  • 2006-11-16 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-20
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2026-01-20
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28
Other Names
  • David W Epstein
  • David D Epstein
  • David William Epstein
  • David Epstein

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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