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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-03 |
| IN | RA | APPROVED | 2023-02-03 |
| OH | RA | APPROVED | 2020-06-03 |
Branch Locations
3860 Race Rd Suite 105, Cincinnati, OH 45211 • United States
909 Wright'S Summit Pkwy Suite 100, Fort Wright, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 02/2013 | Present |
| Western Southern Life | Cincinnati | OH | 10/2012 | Present |
WESTERN SOUTHERN LIFE- NO- CINCINNATI, OH- FULL TIME SALES AGENT// Aloha Sands LLC. Cincinnati OH, Owner/Rental Property, 03/2018, Pass through income, Not securities related.// The American College of Financial Services; not investment related; King of Prussia, PA; course facilitator for the FSCP designation; approx. 4 hours per week during trading hours//
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-21 |
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