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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-07-24
  • CO RA
    APPROVED
    Since 2018-07-24

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Lakewood CO 01/2013 09/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 03/2018
Robert W Baird & Co., Incorporated Denver CO 03/2018 Present
  • 01/2013 → 09/2017
    Northwestern Mutual
    Lakewood, CO
  • 09/2017 → 03/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2018 → Present
    Denver, CO
Other Businesses

Name: Juice Plus; Not investment-related; Address: 140 Crescent Dr, Collierville, TN 38017; Nature: Network Marketing; Role: Franchisee; Start Date: 04/2005; Appx hrs: 10 hours/year; Hrs during trading: None; Duties: sharing information about wellness and better food choices. Name/Address: Community Bible Study 790 Stout Road Colorado Springs CO 80921 Start Date: 5/1/25 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Class Coordinator; Access to Funds Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
S63 Uniform Securities Agent State Law Examination 2017-04-05
  • S66 Uniform Combined State Law Examination
    2018-07-23
  • S63 Uniform Securities Agent State Law Examination
    2017-04-05

View on SEC IAPD

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