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Maxime Killian Shaughnessy

Thrivent Asset Management, LLC

Minneapolis, MN

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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-07-08
  • MN RA
    APPROVED
    Since 2019-07-08

Branch Locations

901 Marquette Aveue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2016 02/2017
Locorr Distributors, Llc Excelsior MN 04/2017 Present
Thrivent Investment Management Inc Minneapolis MN 01/2019 06/2019
Thrivent Financial Minneapolis MN 01/2019 Present
Thrivent Distributors Llc Minneapolis MN 01/2019 Present
  • 04/2016 → 02/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 04/2017 → Present
    Locorr Distributors, Llc
    Excelsior, MN
  • 01/2019 → 06/2019
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 01/2019 → Present
    Thrivent Financial
    Minneapolis, MN
  • 01/2019 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-17
S63 Uniform Securities Agent State Law Examination 2013-03-02
  • S65 Uniform Investment Adviser Law Examination
    2016-06-17
  • S63 Uniform Securities Agent State Law Examination
    2013-03-02
Other Names
  • Maxime K Shaugnessy
  • Maxime K Shaughnessy
  • Maxime Shaughnessy

View on SEC IAPD

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