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Joshua Michael Lochner

Equity Services, Inc.

Latham, NY

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

421 Troy Schenectady Rd, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2013 07/2018
Northwestern Mutual Investment Services, Llc Latham NY 08/2013 07/2018
Equity Services Inc Montpelier VT 07/2018 Present
National Life Group Latham NY 07/2018 Present
  • 01/2013 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2013 → 07/2018
    Northwestern Mutual Investment Services, Llc
    Latham, NY
  • 07/2018 → Present
    Equity Services Inc
    Montpelier, VT
  • 07/2018 → Present
    National Life Group
    Latham, NY
Other Businesses

THOROUGHBRED ADVISORS,421 TROY SCHENECTADY RD,LATHAM,NY 12110,INV REL,07/18/2018,ONGOING,INSURANCE,AGENT,DURING TRD/HRS,100%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    2013-12-23

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

More in Latham, NY

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