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Nicholas Andrew Lockwood

Osaic Wealth, Inc.

Irvine, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

17400 Laguna Canyon Road Suite 125, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Irvine CA 10/2018 01/2025
Showpad Portland OR 10/2017 07/2018
Unemployed Portland OR 07/2018 10/2018
Kell's Irish Pub Portland OR 06/2017 10/2017
Lewis & Clark College Portland OR 08/2013 05/2017
Osaic Wealth, Inc. Irvine CA 01/2025 Present
  • 10/2018 → 01/2025
    Lincoln Financial Advisors
    Irvine, CA
  • 10/2017 → 07/2018
    Showpad
    Portland, OR
  • 07/2018 → 10/2018
    Unemployed
    Portland, OR
  • 06/2017 → 10/2017
    Kell's Irish Pub
    Portland, OR
  • 08/2013 → 05/2017
    Lewis & Clark College
    Portland, OR
  • 01/2025 → Present
    Irvine, CA
Previous Registrations
  • 2019-10-08 → 2025-01-24
    Osaic Fa, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

1) NICHOLAS LOCKWOOD 17400 LAGUNA CANYON ROAD, SUITE 125 IRVINE, CA 92603 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES, ACCIDENT, HEALTH, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 10/14/19 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) FREE THE HALOS, 662 PRICKLY PEAR WAY, CA 92694 CATEGORY: RETAIL INVESTMENT RELATED: NO TITLE: OWNER DUTIES: ONLINE MERCHANDISE COMPANY. START DATE: 3/25/24 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 3) MONEY MADE SIMPLE WITH OAKWOOD WEALTH PARTNERS POSITION: Podcast host NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2025 ADDRESS: 17400 Laguna Canyon Rd, Ste 125, Irvine CA 92618, United States DESCRIPTION: Podcast host

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-11
  • S66 Uniform Combined State Law Examination
    2019-09-11

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