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Current Employers
First Financial Advisory Services Inc

85 Beach Street, Westerly, RI 02891 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-30
VA RA APPROVED 2015-01-26
CT RA APPROVED 2014-03-26
RI RA APPROVED 2014-03-26
  • MA RA
    APPROVED
    Since 2017-01-30
  • VA RA
    APPROVED
    Since 2015-01-26
  • CT RA
    APPROVED
    Since 2014-03-26
  • RI RA
    APPROVED
    Since 2014-03-26

Branch Locations

85 Beach Street, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed - Rc Associates Pawcatuck CT 01/1998 01/2025
First Allied Securities, Inc. San Diego CA 01/2013 09/2022
First Financial Advisory Serv, Inc Westerly RI 03/2014 Present
Seacorp Middletown RI 07/2015 08/2021
Cetera Advisors Llc Westerly RI 09/2022 Present
First Allied Securities, Inc Westerly RI 01/1991 Present
First Financial Advisory Services, Llc Dba Far Flung Change Westerly RI 06/2026 Present
  • 01/1998 → 01/2025
    Self Employed - Rc Associates
    Pawcatuck, CT
  • 01/2013 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 03/2014 → Present
    First Financial Advisory Serv, Inc
    Westerly, RI
  • 07/2015 → 08/2021
    Seacorp
    Middletown, RI
  • 09/2022 → Present
    Cetera Advisors Llc
    Westerly, RI
  • 01/1991 → Present
    First Allied Securities, Inc
    Westerly, RI
  • 06/2026 → Present
    First Financial Advisory Services, Llc Dba Far Flung Change
    Westerly, RI
Other Businesses

1.) PINE BOX ART; ARTIST/OWNER; START DATE 08/2023; 4 HOURS PER MONTH. 2.) MUSICIAN; OTHER; START DATE 08/01/2016; 8 HOURS PER MONTH. 3.) GERALDINE B. CUNNINGHAM AND DAVID J. CUNNINGHAM IRREVOCABLE TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 9/14/2017; 0 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: MYSTIC CHAMBER MUSIC SERIES; INVESTMENT RELATED: NO; ADDRESS: 10 NEW LONDON ROAD, MYSTIC, CT 06355; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROMOTE AND SUPPORT CONCERTS; 5) NAME OF OTHER BUSINESS: FIRST ALLIED SECURITIES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1991, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: WESTERLY LIBRARY BOARD OF TRUSTEES; INVESTMENT RELATED: NO; ADDRESS: 44 BROAD ST, WESTERLY, RI 02891; NATURE OF BUSINESS: BOARD; START DATE: 7/2019; POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHAIR MEETINGS ON THE FINANCE COMMITTEE, REVIEW MONTHLY INCOME AND EXPENSE CHARTS; 7) NAME OF OTHER BUSINESS: FIRST FINANCIAL ADVISORY SERVICES, LLC DBA FAR FLUNG CHANGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ORIENTATION; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: ORIENTATION CONSULTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: DELIVERY OF THE FINANCIAL ORIENTATION PROGRAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-15
  • S66 Uniform Combined State Law Examination
    2013-06-15

View on SEC IAPD

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