Inactive

Timothy J. Erickson

Erickson Financial Group, LLC

CRD 6152283

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Employer firm

Erickson Financial Group, LLC CRD 299818

$199M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Erickson Financial Group, Llc

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-06
PA	RA	APPROVED	2019-02-28

TX RA
APPROVED_RES

Since 2019-03-06
PA RA
APPROVED

Since 2019-02-28

Branch Locations

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc [Dba Erickson Financial]	Center Valley	PA	12/2012	01/2019
Erickson Financial Group, Llc	Center Valley	PA	01/2019	Present

12/2012 → 01/2019

Mml Investors Services, Llc [Dba Erickson Financial]

Center Valley, PA
01/2019 → Present

Erickson Financial Group, Llc

Center Valley, PA

Other Businesses

Licensed insurance professional. Same address. Less than 20% of time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-22

S65 Uniform Investment Adviser Law Examination

2019-01-22

Other Names

Timothy Erickson

View on SEC IAPD

Nearby Firms

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Nearby Investors

Jessica Ann Paretta

JOHN DAVID TUMOLO

Nearby Offices

LPL FINANCIAL LLC · ALLENTOWN, PA

SECTOR ANALYSTS LLC · ALLENTOWN, PA

LOMBARD ADVISERS INCORPORATED · Allentown, PA

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