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Timothy J. Erickson

Erickson Financial Group, LLC

Allentown, PA

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Current Employers
Erickson Financial Group, Llc

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-06
PA RA APPROVED 2019-02-28
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • PA RA
    APPROVED
    Since 2019-02-28

Branch Locations

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc [Dba Erickson Financial] Center Valley PA 12/2012 01/2019
Erickson Financial Group, Llc Center Valley PA 01/2019 Present
  • 12/2012 → 01/2019
    Mml Investors Services, Llc [Dba Erickson Financial]
    Center Valley, PA
  • 01/2019 → Present
    Erickson Financial Group, Llc
    Center Valley, PA
Other Businesses

Licensed insurance professional. Same address. Less than 20% of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-22
  • S65 Uniform Investment Adviser Law Examination
    2019-01-22
Other Names
  • Timothy Erickson

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA
GURNIAK FINANCIAL ADVISORS, INC. · ALLENTOWN, PA

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