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Katherine Ann Vanrooyan

U.S. Bancorp Advisors, LLC

Spencer, IA

Rock Rapids, IA

Sioux City, IA

Onawa, IA

CRD 5866936

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
SD RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • SD RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

126 Grand Ave, Spencer, IA 51301 • United States

203 S 2Nd Ave, Rock Rapids, IA 51246 • United States

4608 Morningside Ave, Sioux City, IA 51106 • United States

1030 10Th St, Onawa, IA 51040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Sioux City IA 11/2010 02/2026
U.S. Bancorp Advisors, Llc Sioux City IA 02/2026 Present
Previous Registrations
  • 2011-02-25 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Sioux City, IA
    Rock Valley, IA
    Onawa, IA
    Sibley, IA
    Sioux City, IA
    Sioux City, IA
    Rock Rapids, IA
    Spencer, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-24
  • S66 Uniform Combined State Law Examination
    2011-02-24
Other Names
  • Kathy Van Rooyan
  • Katherine Budden

View on SEC IAPD

Nearby Firms

NORTHWEST WEALTH MANAGEMENT, LLC
EDWARD JONES
LPL FINANCIAL LLC

Nearby Investors

Katy Laura Guinn
Garrett William Heater
LANCE BARTLEY EVANS

Nearby Offices

NORTHWEST WEALTH MANAGEMENT, LLC · SPENCER, IA
EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA

More in Spencer, IA

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