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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Topeka | KS | 02/2006 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Topeka | KS | 03/2006 | 07/2021 |
| Topeka School Fund | Topeka | KS | 02/2010 | 07/2021 |
| Calvary Lutheran Church | Topeka | KS | 01/2013 | 07/2021 |
| A&E Group | Topeka | KS | 03/2016 | 09/2017 |
| A&E Group | Topeka | KS | 03/2016 | 09/2017 |
| Arrowealth Financial (Dba) | Topeka | KS | 10/2017 | 07/2021 |
| Arrowealth Financial Llc | Topeka | KS | 02/2019 | 07/2021 |
| James Cook | Topeka | KS | 12/2017 | 08/2018 |
| Lpl Financial Llc | Topeka | KS | 07/2021 | Present |
1) 2/16/2016- ArroWealth Financial- DBA for LPL Business (entity for LPL business)- inv. related- Topeka, KS 2) 1/2007- Crump and Associates of Clifton Park - Non-Variable Insurance- agent- inv. related- Topeka, KS- 2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
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