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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-16 |
| TX | RA | APPROVED | 2025-01-16 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
2265 Otay Lakes Rd Ste B, Chula Vista, CA 91915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Adviser Networks Llc | El Segundo | CA | 01/2015 | 05/2021 |
| Cetera Advisors Llc | El Segundo | CA | 01/2015 | 05/2021 |
| Cetera Financial Specialists Llc | El Segundo | CA | 01/2015 | 05/2021 |
| Cetera Investment Services Llc | El Segundo | CA | 01/2015 | 05/2021 |
| Commonwealth Financial Netowrk | San Diego | CA | 05/2021 | 12/2021 |
| Jp Morgan Chase Bank, N.A. | San Diego | CA | 01/2022 | 09/2024 |
| J.P. Morgan Securities Llc | San Diego | CA | 01/2022 | 01/2025 |
| Cetera Financial Group | El Segundo | CA | 02/2019 | 05/2021 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
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