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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-18 |
| CA | RA | APPROVED | 2021-08-03 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 09/2012 | 11/2017 |
| Lpl Financial Llc | Encinitas | CA | 11/2017 | 04/2018 |
| Lpl Financial Llc | San Diego | CA | 04/2018 | 02/2019 |
| Unemployed | San Diego | CA | 02/2019 | 06/2019 |
| Lucia Capital Group | San Diego | CA | 06/2019 | Present |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 09/01/2020 - UBER/ OUTSIDE, W-2 EMPLOYMENT/ INVESTMENT RELATED/ 5%/ SAN DIEGO, CA - Start date: 01/1/2016 - 20hrs/mnth 6 hrs during Trading 2. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 10%/ SAN DIEGO, CA - Start date: 9/1/2020 - 160hrs/mnth 8 hrs during Trading 3. 10/13/2025 - Westland Financial Services, Inc. - Non-Variable Insurance - At reported business location(s) - Inv rel - Start date: 2hrs/mnth 0 hrs during Trading 4. 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 80 hours per month/ 50 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
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