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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-17
TX RA APPROVED 2020-08-13
NJ RA APPROVED 2019-10-07
  • FL RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED
    Since 2020-08-13
  • NJ RA
    APPROVED
    Since 2019-10-07

Branch Locations

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. New York NY 03/2014 05/2019
Morgan Stanley West Palm Beach FL 07/2019 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 Present
  • 03/2014 → 05/2019
    Hsbc Bank Usa N.A.
    New York, NY
  • 07/2019 → Present
    West Palm Beach, FL
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-03
S63 Uniform Securities Agent State Law Examination 2010-12-30
  • S65 Uniform Investment Adviser Law Examination
    2019-10-03
  • S63 Uniform Securities Agent State Law Examination
    2010-12-30

View on SEC IAPD

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