Neil Jeffrey Marks

Current Employers

Employment History

• 03/2011 → 10/2017
  National Planning Corporation
  Colorado Springs, CO
• 10/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 07/2017 → 05/2019
  National Association Of Insurnace And Financial Advisors (Naifa)
  Colorado Springs, CO
• 12/2011 → Present
  Prime Financial Strategies
  Colorado Springs, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-08-29 → 2017-10-16
  National Planning Corporation
  Colorado Springs, CO

Other Businesses

1. NAME OF OTHER BUSINESS: PRIME FINANCIAL STRATEGIES INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2015; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO ADVISOR; IAR OF THE DBA/FIRM 2. NAME OF OTHER BUSINESS: ORIA PRIME FINANCIAL STRATEGIES, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 08/2018; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2021; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE; 4. NAME OF OTHER BUSINESS: PIKES PEAK LIBRARY DISTRICT FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1175 CHAPEL HILL DR. COLORADO SPRINGS, CO 80920 NATURE OF BUSINESS: NONPROFIT; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, REVIEW AUDIT & FINANCIAL STATEMENTS;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-14

Designations