Nicholas John Novak

Current Employers

Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-03-31

MN RA
APPROVED

Since 2022-03-31

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northland Securities, Inc.	Minneapolis	MN	09/2010	Present

09/2010 → Present

Northland Securities, Inc.

Minneapolis, MN

Other Businesses

1) EXEC DIRECTOR OF JENNIFER NOVAK FOUNDATION; SMALL FAMILY ORGANIZATION SELECTING INVESTMENTS, PREPARING ACCOUNT STATEMENTS, MAKING DONATIONS AS DIRECTED. 10 HRS/WEEK, NONE DURING TRADING HOURS, $1500/MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-22

S66 Uniform Combined State Law Examination

2011-04-22

Designations

View on SEC IAPD

Current Employers

Northland Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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