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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-01-04
  • UT RA
    APPROVED
    Since 2011-01-04

Branch Locations

251 E 1000 N, Spanish Fork, UT 84660 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Springville UT 10/2010 11/2016
Wells Fargo Bank, N.A. Springville UT 01/2009 Present
Wells Fargo Clearing Services, Llc Springville UT 11/2016 Present
  • 10/2010 → 11/2016
    Wells Fargo Advisors Llc
    Springville, UT
  • 01/2009 → Present
    Wells Fargo Bank, N.A.
    Springville, UT
  • 11/2016 → Present
    Springville, UT
Other Businesses

RENTAL PROPERTY; INV-RELATED; ARLETA, CA; START; 11/01/2014; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-22
S63 Uniform Securities Agent State Law Examination 2010-12-08
  • S65 Uniform Investment Adviser Law Examination
    2010-12-22
  • S63 Uniform Securities Agent State Law Examination
    2010-12-08

View on SEC IAPD

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