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Current Employers
Sun Mountain Capital Advisors, Llc

527 Don Gaspar Avenue, Santa Fe, NM 87505 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2013-08-05
  • NM RA
    APPROVED
    Since 2013-08-05

Branch Locations

527 Don Gaspar Avenue, Santa Fe, NM 87505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun Mountain Capital Santa Fe NM 01/2009 Present
  • 01/2009 → Present
    Sun Mountain Capital
    Santa Fe, NM
Other Businesses

1-SUN MOUNTAIN CAPITAL PARTNERS LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, IS THE GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING JANUARY 2009, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER. IN ADDITION, I AM A DIRECTOR OF JACKRABBIT SYSTEMS, INC. AND SKORPIOS TECHNOLOGIES, INC. WHICH ARE PORTFOLIO COMPANIES IN THE POOLED INVESTMENT VEHICLE OF WHICH I AM A MEMBER OF THE GENERAL PARTNER. 2-SUN MOUNTAIN CAPITAL LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE MANAGER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING JANUARY 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER. 3-SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) LP, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE CO-GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A PARTNER, STARTING DECEMBER 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A PARTNER. 4-SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) GP, LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE GENERAL PARTNER OF THE GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING DECEMBER 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-03
  • S65 Uniform Investment Adviser Law Examination
    2013-08-03

View on SEC IAPD

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