Best Investors Account Sign in
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-13
  • CA RA
    APPROVED
    Since 2023-11-13

Branch Locations

2300 Broadway Street, Redwood City, CA 94063 • United States

1001 El Camino Real, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mountain View CA 06/2009 06/2021
J.P. Morgan Securities Llc Redwood City CA 10/2012 06/2021
Wells Fargo Clearing Services, Llc Millbrae CA 06/2021 10/2021
Wells Fargo Bank, N.A. Millbrae CA 06/2021 10/2021
Jpmorgan Chase Bank, N.A. Redwood City CA 12/2021 12/2023
J.P. Morgan Securities Llc Redwood City CA 12/2021 12/2023
U.S. Bancorp San Carlos CA 10/2021 11/2021
J.P. Morgan Securities Llc Redwood City CA 12/2023 Present
J.P. Morgan Securities Llc Redwood City CA 09/2023 11/2023
Jpmorgan Chase Bank, N.A. Redwood City CA 12/2023 Present
  • 06/2009 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Mountain View, CA
  • 10/2012 → 06/2021
    Redwood City, CA
  • 06/2021 → 10/2021
    Wells Fargo Clearing Services, Llc
    Millbrae, CA
  • 06/2021 → 10/2021
    Wells Fargo Bank, N.A.
    Millbrae, CA
  • 12/2021 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Redwood City, CA
  • 12/2021 → 12/2023
    Redwood City, CA
  • 10/2021 → 11/2021
    U.S. Bancorp
    San Carlos, CA
  • 12/2023 → Present
    Redwood City, CA
  • 09/2023 → 11/2023
    Redwood City, CA
  • 12/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Redwood City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2010-12-18
  • S66 Uniform Combined State Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2010-12-18
Other Names
  • Junior F Castellanos
  • Frank Castellanos
  • Junior Castellanos
  • Junior Frank Castellanos
  • Junior Francinee Castellanos Delcid

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Redwood City, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor