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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-13 |
Branch Locations
2300 Broadway Street, Redwood City, CA 94063 • United States
1001 El Camino Real, Redwood City, CA 94063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Mountain View | CA | 06/2009 | 06/2021 |
| J.P. Morgan Securities Llc | Redwood City | CA | 10/2012 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Millbrae | CA | 06/2021 | 10/2021 |
| Wells Fargo Bank, N.A. | Millbrae | CA | 06/2021 | 10/2021 |
| Jpmorgan Chase Bank, N.A. | Redwood City | CA | 12/2021 | 12/2023 |
| J.P. Morgan Securities Llc | Redwood City | CA | 12/2021 | 12/2023 |
| U.S. Bancorp | San Carlos | CA | 10/2021 | 11/2021 |
| J.P. Morgan Securities Llc | Redwood City | CA | 12/2023 | Present |
| J.P. Morgan Securities Llc | Redwood City | CA | 09/2023 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | Redwood City | CA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-18 |
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