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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-20 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1300 State Route 125 Suit B, Amelia, OH 45102 • United States
1300 State Route 125 Suite B, Amelia, OH 45102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfsi Investments Inc. | Duluth | GA | 04/2004 | 10/2022 |
| Securities America, Inc. | Batavia | OH | 10/2022 | 03/2024 |
| Securities America Advisors | Batavia | OH | 10/2022 | 03/2024 |
| Lpl Financial Llc | Amelia | OH | 03/2024 | Present |
1- 03/2024 / Non-Variable Insurance Trails Only / Investment Related / Start date: 03/01/2015 2- 03/2024 / Stratton Mortgage / Mortgage/Real Estate Services / Investment Related / 60 hrs mth / 3 hrs during trading / Start date: 10/02/2023
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-27 |
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