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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-23
MS RA APPROVED 2021-07-01
SC RA APPROVED 2018-04-24
NC RA APPROVED 2011-04-29
  • TX RA
    APPROVED_RES
    Since 2025-09-23
  • MS RA
    APPROVED
    Since 2021-07-01
  • SC RA
    APPROVED
    Since 2018-04-24
  • NC RA
    APPROVED
    Since 2011-04-29

Branch Locations

717 Green Valley Road Suite 250, Greensboro, NC 27408 • United States

100 Vision Drive Suite 300, Jackson, MS 39211 • United States

Jackson, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greensboro NC 10/2010 Present
Other Businesses

Piedmont Fat Tire Society / PO Box 38414 Greensboro,North Carolina 27438 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Mountain bike advocacy, social group, trail maintenance, and construction. / Other / Serving as both Treasurer and a Member of the Board of Directors. / As treasurer I will issue checks and submit monthly reports to the regional organization. As a board member I will provide input and vote on key issues. / Start Date 02/01/2017 / UpState SORBA, 504 Carolion Ln. / United States/ No / Charity / Start Date 05/10/2019/ No / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-28
  • S66 Uniform Combined State Law Examination
    2011-04-28
Other Names
  • Mark Aderholdt

View on SEC IAPD

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