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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Lakewood | CO | 05/2016 | 04/2022 |
| Us Bancorp Investments Inc | Lakewood | CO | 05/2016 | 04/2022 |
| Bok Financial Securities Inc | Denver | CO | 04/2022 | 06/2024 |
| Bokf, Na | Denver | CO | 04/2022 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 07/2024 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-22 |
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