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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-02 |
Branch Locations
225 West Jackson Street, Woodstock, IL 60098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Foodie Dog | Chicago | IL | 12/2015 | 08/2020 |
| Jp Morgan Securities Llc | Loves Park | IL | 03/2016 | 04/2022 |
| Jpmorgan Chase Bank | Loves Park | IL | 03/2016 | 04/2022 |
| Lpl Financial Llc | Woodstock | IL | 05/2022 | Present |
| Bmo Bank Na | Woodstock | IL | 05/2022 | Present |
1) 5/2022- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/2022- BMO Bank NA - Financial Institution Duty/ Licensed Branch Employee - inv. related- Woodstock, IL 3) 04/07/2025 - Tom Sublewski Apiaries - Not Investment Related - Rep's Business - Home Based - Start date: 04/01/2025 - Tom Sublewski Apiaries - 8 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-28 |
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