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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-24 |
| TN | RA | APPROVED | 2020-04-29 |
Branch Locations
Johnson City, TN • United States
208 Sunset Dr Ste 101, Johnson City, TN 37604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kingsport | TN | 01/2015 | 12/2016 |
| Cwm, Llc | Kingsport | TN | 01/2015 | 12/2016 |
| Regions Bank | Kingsport | TN | 12/2016 | 07/2018 |
| Cetera Investment Advisers Llc | Kingsport | TN | 12/2016 | 07/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2016 | 07/2018 |
| Td Ameritrade | Kingsport | TN | 07/2018 | 04/2020 |
| Ameriprise Financial Services, Llc | Johnson City | TN | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-21 |
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