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Alexis Neda Nikkhoo

Cetera Investment Advisers LLC

Latham, NY

Ballston Lake, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-12
TX RA APPROVED 2019-06-19
  • NY RA
    APPROVED
    Since 2021-11-12
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

19 British American Blvd East, Latham, NY 12110 • United States

Ballston Lake, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tennis Park At Whispering Oaks San Antonio TX 10/2008 10/2016
Auto Latino'S Cars Houston TX 01/2009 Present
Foresters Financial Services, Inc San Antonio TX 01/2016 06/2019
Foresters Advisory Services San Antionio TX 05/2017 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc San Antonio TX 06/2019 Present
  • 10/2008 → 10/2016
    The Tennis Park At Whispering Oaks
    San Antonio, TX
  • 01/2009 → Present
    Auto Latino'S Cars
    Houston, TX
  • 01/2016 → 06/2019
    Foresters Financial Services, Inc
    San Antonio, TX
  • 05/2017 → 06/2019
    Foresters Advisory Services
    San Antionio, TX
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    San Antonio, TX
Previous Registrations
  • 2017-05-26 → 2019-06-25
    Foresters Advisory Services, Llc
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-03
S63 Uniform Securities Agent State Law Examination 2010-11-19
  • S65 Uniform Investment Adviser Law Examination
    2017-05-03
  • S63 Uniform Securities Agent State Law Examination
    2010-11-19
Other Names
  • Alexis Neda Nikkhoo
  • Alexis Nikkhoo

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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