Rachel Kelly Wohlfarth

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2018-02-21

TN RA
APPROVED

Since 2018-02-21

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of Fayette County D/B/A Poplar Trust	Piperton	TN	05/2017	08/2017
Ubs Financial Services	Memphis	TN	09/2017	Present
Rbm Venture Company	Memphis	TN	08/2013	05/2017

05/2017 → 08/2017

Bank Of Fayette County D/B/A Poplar Trust

Piperton, TN
09/2017 → Present

Ubs Financial Services

Memphis, TN
08/2013 → 05/2017

Rbm Venture Company

Memphis, TN

Other Businesses

1)Holistically Nourished LLC/ investment related?: yes/ Memphis, TN, 38117 US/ personal lifestyle blog/Proprietor / owner/writing and posting blog posts/ start date: 3/1/2022/ time reqd during trading hours?: yes/

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-20

S66 Uniform Combined State Law Examination

2018-02-20

Other Names

Rachel Louise Kelly
Rachel Louise Wohlfarth

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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