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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
MD RA APPROVED 2010-12-16
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • MD RA
    APPROVED
    Since 2010-12-16

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2010 Present
Bank Of America, N.A. Hunt Valley MD 04/2011 Present
Other Businesses

I*2123262, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO JNM IRA FBO JNM , Address: Baltimore, Maryland, 21209, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/10/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney for parent I*: 2412287 Entity Type: Charitable Name of OBA: St. James Academy Address: Monkton, MD 21111 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/01/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: To join the general board of St. James Academy. To help with the general guidance of the school as a whole. "As a nonprofit organization, St. James Academy is governed by a Board of Trustees responsible for setting the school policies and overseeing its management, subject to the supervision of the Vestry of St. James Church. The Boards officers and members are chosen from a list of nominees who represent the Academy, the Parish, and the entire community. The Board meets five times per year to consider recommendations from its committees. The Board works closely with the schools Administrative Leaders to ensure St. James Academy remains a thriving school community for years to come." SJA Website

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-09
  • S66 Uniform Combined State Law Examination
    2010-12-09
Other Names
  • James Nathan Matthews

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