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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-12-01 |
| MD | RA | APPROVED | 2025-05-19 |
| OK | RA | APPROVED | 2024-06-13 |
| MI | RA | APPROVED | 2024-03-13 |
| NH | RA | APPROVED | 2024-01-26 |
| DC | RA | APPROVED | 2022-01-28 |
| NY | RA | APPROVED | 2021-04-16 |
| NE | RA | APPROVED | 2020-08-03 |
| FL | RA | APPROVED | 2020-07-24 |
| SC | RA | APPROVED | 2019-09-20 |
| GA | RA | APPROVED | 2019-06-04 |
| MO | RA | APPROVED | 2019-03-27 |
| AZ | RA | APPROVED | 2018-04-24 |
| WA | RA | APPROVED | 2018-04-23 |
| TX | RA | APPROVED | 2017-12-14 |
| CA | RA | APPROVED | 2009-02-03 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insuranc Company | Fresno | CA | 11/2014 | 09/2016 |
| Park Avenue Securities Llc | Fresno | CA | 11/2014 | 09/2016 |
| Guardian Life Insurance Company | North Fork | CA | 02/2016 | 07/2019 |
| Park Avenue Securities Llc | North Fork | CA | 02/2016 | 07/2019 |
| Guardian Life Insurance | La Jolla | CA | 07/2019 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 07/2019 | 10/2021 |
| Guardian Life Insurance | Scottsdale | AZ | 01/2020 | 08/2023 |
| Park Avenue Securities | Scottsdale | AZ | 01/2020 | 08/2023 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
| Guardian Life Insurance Company | Gilbert | AZ | 08/2023 | Present |
| Park Avenues Securities | Gilbert | AZ | 08/2023 | Present |
| Guardian Life Insurance Company | Gilbert | AZ | 06/2024 | Present |
| Guardian Life Insurance Company | Gilbert | AZ | 06/2024 | Present |
1. Adjunct Professor of Finance-teaching a cash flow management class, Start: 12/01/2015, Address: 09 E. Second St. Pomona, CA 91766, 0 hrs per month, Not investment related, 2. Envision Wealth Group-I sell life, health, and disability insurance that is not Guardian, Start: 09/01/2010, Address: 34000 Koso Nobe RD STE 106 North Fork, CA 93643, 20 bus hrs per month, Investment related, 3. Wealthdoc -I will be charging a fee for consulting on student loans, Start: 01/01/2017, Address: 67 S Higley rd. STE 103-281 Gilbert, AZ 85296, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. Author-I write articles for various sources. Start: 01/01/2014, Address: N/A, Hrs per month - tot/bus: 10/5, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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