Susanne R. Nelson

Current Employers

Employment History

• 11/2009 → 09/2016
  National Life Insurance Company
  Montpelier, VT
• 09/2016 → Present
  Lpl Financial, Llc
  Waltham, MA
• 09/2016 → 06/2018
  The Patriot Financial Group, Llc
  Westborough, MA
• 11/2016 → Present
  Atlanta Island Auto Rentals Inc.
  Sudbury, MA

Previous Registrations

• 2016-11-21 → 2018-06-29
  The Patriot Financial Group, Llc
  Walpole, MA

Other Businesses

(1) 09/12/2016: Castle Hill Retirement Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 5 Run Brook Circle Sudbury, MA 01776 - Start 08/09/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (2) 11/01/2016: Atlanta Island Auto Rentals Inc - Outside/W-2 Employment - Not Investment Related - 5 Run Brook Circle Sudbury, MA 01776 - Start 06/01/2012 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - admin work. (3) 10/20/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/03/2017 - 1 Hour Per Month/0 Hours During Securities Trading. (4) 6/9/2020 - Bay Financial Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/04/2020 - 160 Hours Per Month/160 Hours During Securities Trading. (5) 6/11/2021 - The 401(k) Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2021 - 160 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-19
• S63 Uniform Securities Agent State Law Examination
  2011-01-13

Other Names

• Suzanne Nelson