Steven Anthony Patton

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-02-22

NC RA
APPROVED

Since 2011-02-22

Branch Locations

3705-C West Market St., Greensboro, NC 27403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allegro Piano Service	Greensboro	NC	05/1997	Present
Commonwealth Financial Network	Waltham	MA	11/2010	Present
Guilford Financial Partners	Greensboro	NC	12/2011	Present

05/1997 → Present

Allegro Piano Service

Greensboro, NC
11/2010 → Present

Commonwealth Financial Network

Waltham, MA
12/2011 → Present

Guilford Financial Partners

Greensboro, NC

Other Businesses

Fixed insurance sales; as of 03/01/2011, 15% of time spent during business hours, investment related; conducted at branch.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-09

S66 Uniform Combined State Law Examination

2011-02-09

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

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