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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| CO | RA | APPROVED | 2010-12-03 |
Branch Locations
370-17Th Street, Denver, CO 80202 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 07/2013 | Present |
1) DENVER HEALTH MEDICAL PLAN / 301 W 6TH AVE DENVER,CO 80204 / OTHER/ HEALTH CARE & PHARMACEUTICALS / HEALTH CARE COVERAGE FOR EMPLOYEES OF THE DENVER HEALTH AUTHORITY AND THE CAREER SERVICE AUTHORITY / MEMBER OF BOARD OF DIRECTORS / / TYPICAL BOARD MEMBER RESPONSIBILITY / START DATE 4/17/2014 / 2 HRS EVERY TWO MONTHS 2)James Q. Crowe/ 6702 E. Berneil Dr/ Paradise Valley/85253 AZ / United States / Monthly personal loan from parents who are also a client./Advisor or advisory group member if advice given may influence an officer/board / Personal investments/ Investment/ Investment advisor/ Start Date 3/1/2010
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-02 |
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