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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-15
  • OH RA
    APPROVED
    Since 2025-10-15

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Cincinnati OH 04/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 05/2017 02/2020
Birchcreek Wealth Management, Llc Miami Township OH 03/2020 07/2021
Massmutual Springfield MA 08/2021 08/2025
Mml Investors Services, Llc Maineville OH 08/2021 08/2025
Ubs Financial Services Inc Cincinnati OH 08/2025 Present
Previous Registrations
Other Businesses

NAME: Tron The Photo Booth INV REL: N ADD: Residential address NATURE: Photo Booth Company POSITION: Owner START DATE: 05/2013 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Tron the Photo Booth LLC is still active but I am no longer marketing the business. I stopped operation in March of 2020. I still own the photo booth but have no plans to booking appointments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
S63 Uniform Securities Agent State Law Examination 2012-02-21
  • S66 Uniform Combined State Law Examination
    2013-05-23
  • S63 Uniform Securities Agent State Law Examination
    2012-02-21
Other Names
  • Bryan Wayne Hatfield

View on SEC IAPD

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