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Matthew Beresford Rumble

Empower Advisory Group, LLC

Greenwood Village, CO

Ponte Vedra, FL

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-09
  • FL RA
    APPROVED
    Since 2022-08-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 08/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2016 06/2022
Bank Of America, N.A. Jacksonville FL 11/2016 06/2022
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 08/2015 → 09/2016
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 09/2016 → 06/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 11/2016 → 06/2022
    Bank Of America, N.A.
    Jacksonville, FL
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2015-10-05
  • S66 Uniform Combined State Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2015-10-05
Other Names
  • Matt Rumble

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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