Scott Dana Faulkner

Current Employers

Employment History

• 08/2010 → 05/2018
  Fidelity Brokerage Services, Llc
  Covington, KY
• 01/2011 → 05/2018
  Strategic Advisers, Inc.
  Covington, KY
• 11/2020 → 01/2021
  Tiaa
  Cincinnati, OH
• 06/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
• 01/2021 → 08/2022
  Argi Investment Services, Llc
  Louisville, KY
• 02/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
• 08/2022 → 02/2023
  Unemployed
  Terrace Park, OH
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Cincinnati, OH

Previous Registrations

• 2023-02-15 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
  Terrace Park, OH
• 2021-01-05 → 2022-08-29
  Cerity Partners Ocio Llc
  Cincinnati, OH
  New York, NY
• 2018-06-18 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
• 2011-01-27 → 2018-06-13
  Strategic Advisers Llc
  Cincinnati, OH
  Covington, KY
  Covington, KY

Other Businesses

Boy Scouts (Scouting America Dan Beard Council); Not investment-related; Cincinnati, OH; Boy Scouts Youth Organization; Scout Master; 3/1/2026; 20 hours/mo; 0 hours/trading; Run troop meetings, annual fundraiser involvement, put together high adventure trips, run the annual recharting process by paying the annual fees through the troop checking account.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-02
• S63 Uniform Securities Agent State Law Examination
  2010-11-29

Other Names

• Scott D Faulkner