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Kinsey Nicole Chadick

Ameriprise Financial Services, LLC

Sugar Land, TX

The Woodlands, TX

Richmond, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
  • TX RA
    APPROVED
    Since 2023-02-14

Branch Locations

2277 Plaza Dr Ste 650, Sugar Land, TX 77479-6702 • United States

24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Independent Network Inc. Dallas TX 01/2016 01/2021
Lpl Financial Llc Trophy Club TX 01/2021 06/2022
Ameriprise Financial Services, Llc Sugar Land TX 08/2022 Present
  • 01/2016 → 01/2021
    Hilltop Securities Independent Network Inc.
    Dallas, TX
  • 01/2021 → 06/2022
    Lpl Financial Llc
    Trophy Club, TX
  • 08/2022 → Present
    Ameriprise Financial Services, Llc
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-13
S63 Uniform Securities Agent State Law Examination 2013-12-23
  • S65 Uniform Investment Adviser Law Examination
    2023-02-13
  • S63 Uniform Securities Agent State Law Examination
    2013-12-23
Other Names
  • Kinsey N Chadick
  • Kinsey Nicole Morris

View on SEC IAPD

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B.D. STERLING
SWEETWATER FINANCIAL ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC

Other Investors

BRANDON BAS CURTIS
Cody Alan Guyer
Keith Wayne Patterson
Muna Malik
WESLEY OWEN BALES
JAMES BRYANT HAWRYLUK
DAVID BRYAN TEEL
Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

More in Sugar Land, TX

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