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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

East Amherst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Amherst NY 12/2011 Present
Mml Investors Services, Llc Amherst NY 02/2012 Present
Other Businesses

(1)Name:Bent Pole Realty, LLC, Inv Rel: Y Addr: @ Residential address on file , Nature:Vacation Rental, Position: Owner, Start: 06/03/2021, No Hr/Mo: 5 No Hr/Mo Dur Trading: 0 Duties: Manage the property. (2) Name: Orchard Development, Inv Rel: Y Addr: 908 Niagara Falls Blvd, North Tanawanda NY 14221, Nature:Developer-designing, building custom homes, Position: Partner, Start: 7/1/2023, No Hr/Mo: 20 No Hr/Mo Dur Trading:0 Duties: Dealing with orders, clients and books.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-22
  • S63 Uniform Securities Agent State Law Examination
    2010-10-22

View on SEC IAPD

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