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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-16 |
| MD | RA | APPROVED | 2020-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stormharbour Securities Lp | New York | NY | 08/2010 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 01/2020 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 02/2020 | Present |
I*995255 For profit or not for profit: Name of outside business organization: One Love Foundation Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Help organize and put together various fundraisers for this Foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-09 |
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