Joseph K Patterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2023
  Fidelity Brokerage Services Llc
  The Woodlands, TX
• 07/2018 → 01/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2023 → 02/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
• 04/2023 → 02/2026
  Bank Of America N.A.
  The Woodlands, TX
• 02/2026 → Present
  Lpl Financial Llc
  Spring, TX

Previous Registrations

• 2023-01-27 → 2026-01-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
• 2018-07-13 → 2023-01-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-11-18 → 2018-07-13
  Strategic Advisers Llc
  The Woodlands, TX
  Houston, TX
• 2012-10-01 → 2014-11-12
  J.P. Morgan Securities Llc
  Conroe, TX
  Spring, TX
• 2011-08-02 → 2012-10-01
  Chase Investment Services Corp.
  Spring, TX
  Houston, TX
• 2010-10-11 → 2011-06-09
  Edward Jones
  St Louis, MO
  Spring, TX

Other Businesses

1. 01/2026 - STARLINE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related - 120 Hour(s)/Month - 120 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/2/2026 2. 01/2026 - STARLINE WEALTH MANAGEMENT - Non-Variable Insurance - Inv Related - 20 Hour(s)/Month - 10 Hour(s) During Trading - Spring ,TX, 77379 - OBA Start Date: 01/15/2026

Exams

• S66 Uniform Combined State Law Examination
  2010-10-09

Other Names

• Joseph Keith Patterson
• Joseph Patterson
• Joseph Patterson
• Joseph Patterson