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Umesh Shivaji Nathani

Goelzer Investment Management

Carmel, IN

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Current Employers
Goelzer Investment Management

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-02-05
  • IN RA
    APPROVED
    Since 2021-02-05

Branch Locations

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cozad Asset Mgmt Champaign IL 08/2009 09/2017
M Holdings Securities, Inc. Portland OR 08/2010 09/2017
Oberweis Securities, Inc Lisle IL 10/2017 11/2020
Goelzer Investment Management Indianapolis IN 11/2020 Present
  • 08/2009 → 09/2017
    Cozad Asset Mgmt
    Champaign, IL
  • 08/2010 → 09/2017
    M Holdings Securities, Inc.
    Portland, OR
  • 10/2017 → 11/2020
    Oberweis Securities, Inc
    Lisle, IL
  • 11/2020 → Present
    Goelzer Investment Management
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-24
  • S63 Uniform Securities Agent State Law Examination
    2013-01-24
Designations
Other Names
  • Umesh Nathani

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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