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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-21 |
| AZ | RA | APPROVED | 2013-03-28 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gentry Wealth Management | Scottsdale | AZ | 12/2010 | 12/2016 |
| Accelerated Capital Group | Irvine | CA | 02/2012 | 12/2016 |
| Ashton Thomas Private Wealth Llc | Scottsdale | AZ | 02/2013 | Present |
| Peachcap | Atlanta | GA | 01/2017 | 07/2018 |
| M.S. Howells & Co. | Scottsdale | AZ | 08/2018 | 03/2026 |
| Ashton Thomas Securities, Llc | Rochester | NY | 03/2026 | Present |
(1) FEB 2013; ASHTON THOMAS PRIVATE WEALTH LLC, SCOTTSDALE, AZ; INVESTMENT RELATED; PRIVATE WEALTH MANAGEMENT; WEALTH ADVISOR; DEVOTE 180 HRS/MONTH DURING MARKET HOURS. (2) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 03/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. (2) JAN 2012; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE AZ; INVESTMENT RELATED; INSURANCE AGENT; DEVOTE 2 HRS/MONTH, 0 DURING MARKET HOURS. (3) JAN 2012; RK3 CAPITAL, LLC, SCOTTSDALE, AZ; NON INVESTMENT RELATED; OWNER; PASSIVE TAX PLANNING; DEVOTE 2 HRS/MONTH, 0 DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-21 |
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